HK’s SFC starts insider dealing prosecution against Segantii Capital Management

The proceedings against the Hong Kong-based hedge fund, its chief investment officer and a former trader, relate to the dealing of shares listed on the HKEX prior to a block trade in June 2017.

Andrew Tjaardstra

May 03, 2024

Hong Kong's Securities and Futures Commission (SFC) has commenced criminal proceedings against Hong Kong-based hedge fund Segantii Capital Management, its director and chief investment officer Simon Sadler, and former trader Daniel La Rocca, for insider dealing in the shares of a company listed on the Hong Kong Stock Exchange (HKEX) prior to a block trade in June 2017.

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