SFC fines Citi over dark pool lapse after CCBI slap

The watchdog fined Citi the day after reprimanding the investment banking arm of CCB as increases scrutiny of financial intermediaries and pushes to clear its backlog of case files.

Hong Kong's Securities and Futures Commission flexed its muscles for a second time this week on Tuesday as it fined Citigroup HK$4 million ($500,000) over regulatory breaches in the management of its alternative liquidity pool.

¬ Haymarket Media Limited. All rights reserved.

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